P
Poling Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,278,784
Clients
3
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$759,595
About
Poling Capital Management, LLC is a fee-based investment adviser that provides portfolio and investment management services to a broad set of client types described in its brochure — including individual and high net worth investors, retirement and charitable accounts, and trusts. Despite that wide listing, the firm operates as a solo practitioner and reported managing roughly $2.3 million on behalf of three clients as of December 31, 2025.
The firm describes a long-term, risk‑adjusted investment approach using traditional security analysis (company financials, management, business plans) and customized objectives, with an emphasis on minimizing turnover and considering tax implications. Notably, all client assets are managed on a non‑discretionary basis, so investment decisions are made with client direction rather than by unilateral trading authority.
Distinctive operational features include a long operating history (founded in 2001), a formal Code of Ethics, and an explicit policy not to take custody of client funds while directing clients to custodian statements; the brochure also discloses that the firm does not vote client proxies. The firm reports no other financial industry affiliations, no soft‑dollar arrangements, and conducts quarterly account reviews while clients receive monthly custodian statements.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
1% annually
Main office location
Poling Capital Management, LLC
Hilton Head Island SC, United States
Number of offices
1
Most active in
Poling Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Ohio · South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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