Polaris Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,216,936
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
38
5% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
38
Average account size
$321,498
About
Polaris Asset Management provides private wealth management, financial planning and retirement plan advisory services to individuals, families and a range of institutional clients, including pension and profit-sharing plans, corporations, trusts, estates and charitable organizations. The firm operates on a fee-only, percentage-of-assets basis and accepts both discretionary and non-discretionary accounts.
The firm uses a documented Risk Profile process to place clients into investment models from Preservation to Aggressive Growth and implements portfolios that include individual equities, mutual funds, ETFs and fixed income, using fundamental, technical, charting and economic analysis. It also uses ETF allocations tactically to manage volatility and offers model portfolios and ongoing plan updates tied to clients’ goals and liquidity constraints.
Compared with many solo independent advisers, Polaris provides formal retirement-plan consulting and fiduciary services — including investment selection, participant education and the ability to act as an ERISA co‑fiduciary or as a §3(38) investment manager with discretionary plan management. The firm also reports a larger share of assets managed on a non‑discretionary basis and serves corporate and charitable plan sponsors, a mix that is less common among single‑advisor independent firms.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
General retirement planning
Charitable giving & philanthropy
Fee options
$0 - $250,000: 1.25% $250,001 - $1,250,000: 1.00% $1,250,001 - $3,250,000: 0.90% $3,250,001+: 0.80%
$250 per hour for financial planning/consulting services.
Fee-only: Fee-only based on percentage of assets under management; no commissions.
Main office location
Polaris Asset Management, LLC
1400 Buford Hwy Ne, Suite R 1
Sugar Hill GA 30518, United States
Number of offices
1
Most active in
Polaris Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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