Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$358,565,215
Total clients
278
17% high-net worth
Total advisors
6
of 9 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
46
Average account size
$1,289,803
Point Windward Advisors serves individual and high-net-worth investors as well as pension plans and other entities, offering discretionary portfolio management, annuity oversight, and complimentary financial planning. The firm manages accounts through personalized investment strategies and also provides specialized annuity management relationships with third-party platforms for clients who hold insurance products.
The firm employs a mix of fundamental, technical, quantitative and qualitative analysis and implements both long-term and short-term trading strategies, including options, short sales and margin transactions when appropriate to client objectives. Portfolio managers have individual investment philosophies and accounts are monitored continuously with formal reviews at least quarterly.
Point Windward is notable among similar team firms for directing trades to an affiliated broker-dealer and for having multiple offices, with many employees dually registered and involved in brokerage and insurance activities; these arrangements can affect how trades are executed and how employees are compensated. The firm’s practice of using borrowing in managed accounts and its explicit annuity-service relationships with third-party networks are also less common features for firms of this size.
$0 - $1,000,000: 1.5% annually (0.375% per quarter) $1,000,001 - $2,000,000: 1.25% annually (0.3125% per quarter) $2,000,001+: 1.0% annually (0.25% per quarter)
Clients may pay commissions through Beech Hill Securities; $15 ticket charge for brokerage services or legacy clients may be billed on a prior commission schedule.
Account minimum: $200,000
Point Windward Advisors, Inc.
880 Third Ave 16 Th Floor
New York NY 10022, United States
Number of offices
6
California · Connecticut · Florida · Louisiana · Massachusetts · New Hampshire · New Jersey · New York · Texas · Vermont
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
New York, NY
Point Windward Advisors, Inc.
Series 66
Naples, FL
Point Windward Advisors, Inc.
Series 65
New York, NY
Point Windward Advisors, Inc.
CFA®, Series 63, Series 65
New York, NY
Point Windward Advisors, Inc.
Series 63, Series 66
New York, NY
Point Windward Advisors, Inc.
Series 63, Series 65
New York, NY
Point Windward Advisors, Inc.
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