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Plutus21 Capital Management, L.L.C

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Client assets under management

$2,715,567

Clients

60

100% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

30

Low

Average account size

$45,259

About

Plutus21 Capital Management provides discretionary separately managed account (SMA) services primarily to institutional investors and high‑net‑worth individuals, offering portfolios that combine digital assets with traditional securities such as stocks, bonds, ETFs, options, mutual funds and private investments. The firm generally does not target lower‑net‑worth retail individuals and emphasizes continuous, tailored supervision under each client’s advisory agreement.

Investment programs are built from a curated approved asset list and delivered through thematic SMAs with a predominantly long‑term orientation, while permitting tactical short‑term trades for tax‑loss harvesting or other client needs; clients may impose reasonable investment restrictions. Portfolios may include digital‑asset‑specific strategies (staking, ICO presales, programmatic execution) and the firm selects custodians and exchanges to support both cryptocurrency and traditional market access.

Plutus21 maintains an affiliation with a related manager that operates private pooled funds focused on blockchain and technology investments, and it may enter performance‑based fee arrangements for qualified clients using high‑water marks and hurdle provisions—features that are uncommon among peers. The firm aggregates client orders via an omnibus account, requires use of its chosen custodians and currently does not provide on‑platform proxy voting or direct participation in on‑chain governance due to custodian infrastructure limitations.

Client services

Portfolio management

Expertise

Options & derivatives strategies Tax-loss harvesting Private / alternative investments Active portfolio management Concentrated stock management

Occupation focus

Founder/Business Owner

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Fee options

Percentage

$0+: Up to 2.75% annually (non-qualified clients) $1,100,000+: 2.50% annually (qualified clients)

Performance-based

Performance fees of 20% to 50% for qualified clients, subject to hurdle rates and high water marks.

Other

Account minimum: $250,000 Fee-only: Management fees up to 2.75% annually; some clients may pay different fees based on portfolios and agreements.

Main office location

Plutus21 Capital Management, L.L.C

4311 Oak Lawn Avenue, Suite 325

Dallas TX 75219, United States

Number of offices

1

Most active in

Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Richard R

Series 63, Series 65

Dallas, TX

Plutus21 Capital Management, L.L.C

Richard Raizes is a financial advisor at Plutus21 Capital Management, L.L.C. with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Pari Capital USA, LLC and SG Americas Securities, LLC. He is also a partner at Plutus21 Blockchain Capital, LLC, a Texas Exempt Reporting Adviser focused on digital asset and blockchain investments. Plutus21 Capital Management provides discretionary asset management primarily for pooled and institutional clients, as well as corporate and high-net-worth individuals. The firm offers tailored, long-term investment strategies combining traditional securities and digital assets, utilizing both quantitative and fundamental analysis.

Options & derivatives strategies Tax-loss harvesting Private / alternative investments Active portfolio management Concentrated stock management Founder/Business Owner
user avatar

Hamiz Mushtaq A

Series 65

Dallas, TX

Plutus21 Capital Management, L.L.C

Hamiz Mushtaq Awan is a financial advisor at Plutus21 Capital Management, L.L.C with a Series 65 credential and two years of industry experience. He has worked at Pari Capital USA, LLC since 2021 and has been a partner at both Plutus21 Blockchain Capital, LLC and Awan Capital Partners since 2016 and 2012, respectively. Awan Capital Partners is a family holding company with interests across financial services, technology, real estate, hospitality, and alternative investments. Plutus21 Capital Management provides discretionary asset management primarily to pooled and institutional clients, as well as corporate entities and high-net-worth individuals. The firm employs a long-term investment approach combining quantitative and fundamental analysis, managing portfolios that include traditional securities and digital assets.

Options & derivatives strategies Tax-loss harvesting Private / alternative investments Active portfolio management Concentrated stock management Founder/Business Owner
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