Pluto Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,779,890
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
6
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
6
Average account size
$296,648
About
Pluto Wealth Management advises individuals, trusts, estates, charitable organizations and business entities, offering comprehensive and tailored financial planning, discretionary investment supervisory services, and project consulting. The firm also provides advice and implementation related to employer‑sponsored retirement plan assets and other accounts held outside primary custodians.
The advisor starts relationships with a complimentary consultation, documents goals in an Investment Policy Statement, and manages accounts on a discretionary basis using a mix of fundamental, technical and cyclical analysis across diversified instruments. PWM offers both project-based consulting and ongoing engagement options, and monitors accounts on an ongoing basis while tailoring strategies to clients’ objectives and risk tolerances.
A number of features in the brochure are uncommon for similar solo independent advisers: the firm offers subscription-style planning/coaching, publishes a client newsletter, and conducts educational seminars and workshops. The principal’s background as a Certified Treasury Professional who also provides corporate treasury consulting (on a project basis) and the firm’s willingness to work with business and institutional clients together create a service profile that differs from many peers.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Project consulting services
Expertise
Cash flow / budgeting
Debt management
College savings (529s, UTMA, etc.)
General tax planning
Fee options
Financial plan fees range from $2,500 to $10,000; single session consulting fees from $200 to $250
1.00% annually
$200 per hour
Budget Coaching at $150/month; Financial Planning at $175/month
Main office location
Pluto Wealth Management
One Heritage Plaza, 7501 Lemont Road, Suite 20 B
Woodridge IL 60517, United States
Number of offices
1
Most active in
Pluto Wealth Management has reported serving >5 clients in these states in the last 12 months.
Arizona · Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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