P
Plum Pointe Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$102,596,535
Clients
183
15% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
183
Very HighAverage account size
$560,637
About
Plum Pointe Wealth Management, LLC is an SEC‑registered investment adviser that provides discretionary portfolio management and comprehensive financial planning to individuals, high‑net‑worth clients, pension and profit‑sharing plans, and charitable organizations. Its Wealth Management Advisory service combines ongoing investment management with written financial plans addressing retirement, estate, tax, insurance, college savings, and business planning.
The firm constructs portfolios using Modern Portfolio Theory, typically employing a long‑term buy‑and‑hold approach with periodic rebalancing and a core‑plus‑satellite blend of passive and active strategies. Investment decisions draw on fundamental, technical, and cyclical analysis, and accounts are managed against individualized investment policy statements with at least quarterly reviews.
Founded in 2024 and managing roughly $105 million in client assets, the firm operates with a single advisory principal while serving about 183 client relationships, resulting in a relatively high client load per advisor compared with many peers. Plum Pointe maintains formal affiliations with an insurance agency (whose associated persons are licensed to sell life and health insurance) and with an exempt reporting adviser, relationships that are less common among similarly supported firms.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Occupation focus
Founder/Business Owner
Fee options
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.85% $5,000,001 - $10,000,000: 0.50% $10,000,001+: 0.35%
Account minimum: $50,000.00 for Investment Advisory only; $500,000.00 for Wealth Management Advisory service (minimums can be waived at firm's discretion)
Main office location
Plum Pointe Wealth Management
225 Dyer Street, Fl 2
Providence RI 02903, United States
Number of offices
2
Most active in
Plum Pointe Wealth Management has reported serving >5 clients in these states in the last 12 months.
Connecticut · Florida · Massachusetts · New Hampshire · Rhode Island · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")