PLC Investment Solutions, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,634,980
Clients
22
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$256,135
About
PLC Investment Solutions, LLC provides advisory services to individual and high-net-worth clients and assists with account onboarding, ongoing monitoring, and financial planning support. The firm frequently directs clients to third-party professional money managers for discretionary portfolio management and also offers free Social Security educational webinars to clients.
The firm relies primarily on quantitative and statistical analysis, third‑party portfolio modeling, and Monte Carlo simulations rather than traditional fundamental or technical analysis when evaluating managers and portfolio models. PLC discloses that many recommended models incorporate options-based, buffered/defined‑outcome, income‑oriented, and leveraged/inverse ETF strategies, and that it does not directly manage or trade individual options positions.
Distinctive features noted in the brochure include personnel who are licensed insurance agents and the firm’s sale of insurance products, a relationship the firm discloses and addresses as a potential conflict of interest. PLC also highlights a transition to webinar-based educational offerings and manages a relatively small client base and asset pool, which it uses to tailor recommendations and oversight of recommended third‑party managers.
Client services
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Options & derivatives strategies
Retirement income strategy
Income planning
Passive / index investing
Fee options
$1,000 - $1,000,000: 1.35% $1,000,001 - $2,999,999: 0.95% $3,000,000 - $5,999,999: 0.85% $6,000,000 - and Up: 0.75%
Account minimum: $1,000
Main office location
PLC Investment Solutions, LLC
Philadelphia PA, United States
Number of offices
2
Most active in
PLC Investment Solutions, LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")