Platinum Wealth Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$67,494,000
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
132
13% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
132
Very HighAverage account size
$511,318
About
Platinum Wealth Management provides discretionary portfolio management and financial planning primarily to individual and high‑net‑worth clients, and also accepts corporate clients. The firm documents each client’s goals and risk tolerance in an Investment Policy Statement and generally invests in equities, mutual funds, ETFs, fixed‑income securities and non‑U.S. securities.
PWM combines fundamental and quantitative analysis with a range of trading approaches, including long‑term and short‑term trades as well as options and short sales, and conducts at least quarterly portfolio reviews with monthly custodian reporting. The firm offers both asset‑based fee accounts and performance‑based arrangements — qualified clients may be charged a 20% performance fee above a 5% hurdle with a high‑water mark — and discloses procedures intended to mitigate conflicts between account types.
Noteworthy features compared with many peers include acting as sponsor and portfolio manager for a wrap fee program (with a separate wrap brochure) and using strategies that involve leverage or borrowing (options and short sales), which the brochure identifies as material risks. The ADV also discloses that the firm’s principal conducts licensed insurance sales and teaches personal finance, and it reports past client complaint/settlement activity and a prior employment termination.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Retirement plans for business owners (SEP, solo 401k)
College savings (529s, UTMA, etc.)
Occupation focus
Executive
Founder/Business Owner
Fee options
Financial planning fees negotiated between $250 and $1,000 fixed fee
$0 - $250,000: 1.45% $250,001 - $1,000,000: 1.20% $1,000,001 - And Up: 0.95%
20.00% performance fee on gains above a 5% hurdle rate for qualified clients; 0.00% annual AUM fee for these clients
Fee-only: Financial planning fees negotiated between $250 and $1,000 fixed fee
Main office location
Platinum Wealth Management, Inc.
3111 Camino Del Rio North, Suite 400
San Diego CA 92108, United States
Number of offices
1
Most active in
Platinum Wealth Management, Inc. has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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