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Planned Security Advisors LLC

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Total assets under management

$3,160,000

Total clients

16

6% high-net worth

Total advisors

1

of 1 employees

Firm size

Independent

1 advisor

Average clients per advisor

16

Average account size

$197,500

About

Planned Security Advisors LLC is an independent, state‑registered investment adviser serving a small client base composed mainly of individual investors and retirement-plan sponsors. The firm offers discretionary asset management, financial planning, and ERISA plan services, and may engage sub‑advisors and a co‑advisor to implement client portfolios.

The firm’s investment process centers on asset allocation and a blend of analytical methods—including fundamental, technical, charting, cyclical analysis—and uses Monte Carlo planning for retirement projections; accounts are managed on a discretionary basis and reviewed at least quarterly. Planned Security Advisors may hold securities for the long term, employ short‑term trades when appropriate, and relies on third‑party model managers to select and maintain portfolio models.

What distinguishes the firm is its provision of ERISA 3(38) investment manager services to qualified retirement plans, a pension‑consulting role that is relatively uncommon among independent advisers. The brochure also notes the firm operates at modest scale (roughly $3.16 million in AUM with about 16 clients) and discloses that the principal spends significant time as an insurance producer and receives commissions for insurance sales, a secondary activity identified as a potential conflict of interest.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

General retirement planning Wealth management Retirement plans for business owners (SEP, solo 401k) Tax-loss harvesting

Fee options

Fixed

Financial planning fees up to $3,000 based on complexity and client needs

Percentage

1.60% annually, billed quarterly in advance at 0.4% per quarter

Main office location

Planned Security Advisors LLC

2825 Cottonwood Parkway, #517

Cottonwood Heights UT 84121, United States

Number of offices

2

Most active in

Arizona · Colorado · Idaho · Nevada · Utah

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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