Plan to Prosper Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$234,319,226
Total clients
390
13% high-net worth
Total advisors
2
of 4 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
195
Average account size
$600,819
About
Plan to Prosper Wealth Management serves individual clients — including high-net-worth households — and sponsors of ERISA-qualified retirement plans, offering fee-based portfolio management, retirement-plan advisory as a limited-scope 3(21) fiduciary, and financial planning. The firm manages both discretionary investment accounts and non-discretionary retirement-plan assets and also offers insurance products through its licensed agents.
The firm’s investment process blends strategic asset allocation and model-based portfolio construction (drawing on MPT/PMPT and quantitative, technical, and behavioral analysis) with tactical adjustments and option-based strategies such as covered calls, cash-secured puts, and index put protection. Engagements begin with an information-gathering session and results presentation, and accounts are typically managed on a discretionary basis with custody and execution services routed through Schwab and third‑party recordkeepers.
What is distinctive is the combination of a relatively high client load per advisor alongside more than $200 million in assets under management, a structure that the brochure indicates is supported by custodial batch‑trading and third‑party retirement platforms to scale service delivery. The firm’s management persons are also licensed life and annuity insurance agents who may earn commissions on insurance sales, an arrangement the brochure identifies as a potential conflict of interest that clients should consider.
Client services
Expertise
Occupation focus
Fee options
$0 - $2,000,000: 1.00% annually Over $2,000,000+: 0.50% annually
Insurance product commissions from sales of insurance-related products by management persons who are licensed insurance agents.
Account minimum: $100,000
Main office location
Plan to Prosper Wealth Management
595 W. Granada Boulevard, Suite K
Ormond Beach FL 32174, United States
Number of offices
1
Most active in
Florida
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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