P
Plan Simple Financial Partners, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,000,000
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
35
9% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
35
TypicalAverage account size
$428,571
About
Plan Simple Financial Partners, LLC provides portfolio management, financial planning, and pension consulting to high‑net‑worth individuals and corporate retirement plans. The firm documents client goals and risk tolerances in an Investment Policy Statement and delivers ongoing monitoring and quarterly reporting through custodians.
The firm’s investment process combines fundamental and cyclical analysis with modern portfolio theory and a long‑term trading orientation, and it typically invests in mutual funds, equities, ETFs, fixed income (including TIPS), and insurance products such as annuities. Accounts are managed primarily on a non‑discretionary basis—clients retain final decision authority—and Plan Simple also conducts due diligence and refers clients to third‑party managers and recordkeepers when appropriate.
Noteworthy aspects include an affiliated insurance business (Plan Simple Insurance Partners, LLC) and that virtually all reported assets are non‑discretionary, a structure that is uncommon among independent advisers. The firm’s supervised persons are licensed insurance agents who may receive commission compensation for insurance sales, it does not accept discretionary trading authority or proxy voting, and it participates in an institutional custody program that provides execution, research, and practice‑management services.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Annuities
Fee options
$800 to $1,200 (fixed fee for financial planning)
$0 - $499,999: 1.00% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.80% $2,000,000+: 0.75%
Main office location
Plan Simple Financial Partners, LLC
138 N. Cortez, Suite B
New Orleans LA 70119, United States
Number of offices
1
Most active in
Plan Simple Financial Partners, LLC has reported serving >5 clients in these states in the last 12 months.
Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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