Plan For Your Goals, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$10,098,128
Total clients
45
9% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
45
Average account size
$224,403
About
Plan For Your Goals, LLC is a solo independent investment adviser that provides ongoing portfolio management and financial planning to individual and high‑net‑worth clients. The brochure indicates the firm manages roughly $10.1 million across about 45 client accounts and offers services including investment policy statements, asset allocation, and referrals to third‑party managers.
The firm’s process is grounded in modern portfolio theory and long‑term strategies, with customized Investment Policy Statements and at least quarterly reviews and reporting. PFYG operates primarily on a non‑discretionary basis — it does not trade client accounts or exercise investment discretion, instead providing recommendations and coordinating implementation through custodians.
The brochure also highlights a few practices that distinguish the firm from peers: it discloses the use of client testimonials in advertising (an uncommon practice for independent advisers) and notes that its principal is a licensed insurance agent and that the firm may receive fee‑sharing from third‑party managers. The firm requires clients to custody assets with specified custodians (Fidelity and American Funds/Capital Client Group) and discloses these relationships and potential conflicts in its materials.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Real estate investing
Fee options
Fixed fees between $195 and $1,190 for financial assessments and limited scope plans; $2,500 to $8,500 for comprehensive financial plans
$0 - $499,999: 1.00% $500,000 - $999,999: 0.75% $1,000,000 - $4,999,999: 0.55% $5,000,000+: 0.35%
$200 per hour for financial planning services, fees negotiable
Main office location
Plan For Your Goals, LLC
Gulf Breeze FL, United States
Number of offices
1
Most active in
Plan For Your Goals, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")