PK Wealth Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,000,000
Clients
55
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
55
HighAverage account size
$327,273
About
PK Wealth Advisors operates as an investment manager that primarily works with retirement plans, pension and profit‑sharing plans, and other institutional or pooled vehicles rather than a broad roster of individual retail clients. The firm offers discretionary asset management, ERISA plan advisory services (limited‑scope 3(21) fiduciary work), and financial planning and consulting engagements.
The firm generally manages accounts on a discretionary basis and may appoint Sub‑Advisors or other independent advisors to implement agreed investment models, retaining authority to hire and terminate those managers. Its investment process draws on fundamental, technical, charting and cyclical analysis and can incorporate long‑term holdings, trading, options and margin strategies, with periodic account reviews.
Notable details in the brochure include a disclosed prior insurance‑license restriction (imposed in 2017 and later removed in 2020) and an affiliated insurance business in which a management person acts as a licensed insurance agent and may receive commissions, a conflict the firm discloses and says it mitigates. The firm’s emphasis on ERISA 3(21) pension consulting, its routine selection of other advisers for client accounts, and the availability of hourly or fixed‑fee planning services are practices it highlights that are less common among peer investment managers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Options & derivatives strategies
Occupation focus
Founder/Business Owner
Retired
Fee options
Flat fee between $1,800 and $5,000 for full financial plans; $2,500 initial flat fee for ERISA plan startup.
$0 - $500,000: 1.75% annually $500,001 - $1,000,000: 1.50% annually $1,000,001 - $5,000,000: 1.00% annually Over $5,000,000+: 0.90% annually
$250 per hour for consultation services.
Account minimum: $250,000 Fee-only: Financial planning fees charged as $1,800 to $5,000 flat fee or $250 per hour for consultation services.
Main office location
PK Wealth Advisors
San Francisco CA, United States
Number of offices
1
Most active in
PK Wealth Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")