PivotPoint Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$732,000
Total clients
11
0% high-net worth
Total advisors
1
Firm size
Independent
1 advisor
Average clients per advisor
11
Average account size
$66,545
About
PivotPoint Advisors provides customized financial planning, investment management, and wealth management services to a range of clients, including individual investors (not limited to high‑net‑worth clients), trusts, estates, small businesses, charitable organizations, and pension/profit‑sharing plans. Its services encompass investment management and consultation, retirement and estate planning, insurance review, and occasional educational seminars or other consulting engagements.
The firm follows an asset‑allocation‑driven investment process guided by a documented Investment Policy Statement and macroeconomic analysis, implementing portfolios across traditional and alternative asset classes and often exercising discretionary trading authority. Client work begins with gathering personal financial information—risk tolerance, time horizon, cash flow and objectives—and proceeds through portfolio selection, implementation, and ongoing monitoring and reporting.
Compared with many peers, the firm combines pension consulting and insurance brokerage activity with advisory services and uses a mix of fee arrangements (including fixed fees, hourly planning, and percentage‑of‑assets billing) rather than a single standardized pricing model. It is not organized as a private fund adviser and presents a small, hands‑on practice that may accept smaller individual accounts and provide focused estate‑planning implementation and educational offerings.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Income planning
Real estate investing
Options & derivatives strategies
Fee options
Flat quarterly retainer fees for investment management negotiated per client; One-time flat fees for consulting such as $800 for estate planning
$0 - $1,000,000: 1.0% Over $1,000,000 - Under $3,000,000: 0.75% Over $3,000,000 - Under $5,000,000: 0.60% Over $5,000,000+: 0.40%
$100 per planner-hour for financial planning and consulting services
Account minimum: $25,000 Minimum fee: No minimum fee at this time Fee-only: Hourly fees at $100 per planner-hour; Flat fees for financial planning (e.g., $800 for estate planning); Flat quarterly retainer fees negotiated per client
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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