Pioneer Financial, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$7,660,632
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
93
0% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
93
Average account size
$82,372
About
Pioneer Financial, Inc. provides discretionary portfolio management primarily for individual investors and non‑profit organizations, and may recommend third‑party money managers for portions of client portfolios. The firm's brochure also discloses that it offers tax preparation services and that its advisory personnel are licensed insurance producers who may earn separate commissions from insurance sales.
The firm describes a tailored, goal‑oriented approach that uses fundamental analysis and both long‑ and short‑term purchase strategies, with ongoing monitoring and at least monthly account reviews. It also uses third‑party asset‑allocation tools and ETF recommendations through a TD AMERITRADE/Amerivest service while retaining final responsibility for investment suitability and client decisions.
Distinctive features in the brochure include the combination of investment advisory services with tax‑preparation work and commissionable insurance activities, a mix that the firm acknowledges can create conflicts of interest. The brochure lists municipal securities among the types of investments advised on and specifies individuals and non‑profit organizations (without listing high‑net‑worth individuals), indicating a relatively modest, retail‑focused advisory practice rather than one aimed at affluent clients.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Expertise
Wealth management
Real estate investing
Fee options
1.00% annually for portfolio management; 0.80% annually for third party money management programs
Insurance commissions are earned by firm representatives licensed as insurance agents; separate from advisory fees
Account minimum: No minimum stated; however, firm may terminate accounts deemed too small to manage effectively
Main office location
Pioneer Financial, Inc.
351 Newton Street
South Hadley MA 01075, United States
Number of offices
1
Most active in
Pioneer Financial, Inc. has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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