Pinnacle Stream Capital LLC

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Client assets under management

$5,023,194

Clients

100% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$837,199

About

Pinnacle Stream Capital is a small, supported advisory firm that offers discretionary asset management and ongoing portfolio management primarily for high net worth individuals and institutional clients. The firm documents client goals and allows account-level restrictions while providing continuous monitoring and implementation of investment programs.

The firm’s investment process centers on fundamental analysis and a mix of long-term, short-term and trading strategies that are tailored to each client’s objectives, time horizon and risk tolerance. Pinnacle Stream manages accounts on a discretionary basis, conducts quarterly reviews (including rebalancing and tax‑loss harvesting opportunities), and provides regular performance reporting.

What distinguishes this firm from many peers is its very small client roster and modest assets under management—six clients overseen by two co‑owners—alongside an explicit decision not to serve individual non‑high‑net‑worth clients. The firm also relies on a single custodian relationship, is deemed to have limited custody through fee deduction and standing letters of authorization, and does not vote client proxies unless specifically asked to assist.

Client services

Portfolio management

Expertise

Wealth management Tax-loss harvesting

Fee options

Percentage

$0 - $1,000,000: 1.00% annually $1,000,000.01 - $5,000,000: 0.75% annually $5,000,000.01+: Negotiable

Other

Account minimum: $100,000

Main office location

Pinnacle Stream Capital LLC

Dallas TX, United States

Number of offices

Most active in

Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

972-740-9166

Advisors at this firm

Lan D

CFA®

Dallas, TX

Pinnacle Stream Capital LLC

Lan Dong is a CFA® charterholder with three years of industry experience. He has worked at Pinnacle Stream Capital LLC since 2022 and previously spent 19 years at Westwood Holdings Group. Lan has also been a full-time student at the Master's University since 2020. Pinnacle Stream Capital is a small advisory firm serving primarily high net worth individuals and institutional clients with discretionary asset management and ongoing portfolio management. The firm emphasizes fundamental analysis and a combination of long-term, short-term, and trading strategies tailored to client objectives and risk tolerance, managing a very limited number of clients with personalized service.

Wealth management Tax-loss harvesting

Varun S

CFA®

Dallas, TX

Pinnacle Stream Capital LLC

Varun Singh is a CFA® charterholder with three years of industry experience. He is currently an advisor at Pinnacle Stream Capital LLC, where he has worked since 2022. Prior to that, he was with Westwood Holdings Group Inc for seven years and retired for a period between 2019 and 2022. Pinnacle Stream Capital is a small, supported advisory firm that provides discretionary asset management and ongoing portfolio management primarily for high net worth individuals and institutional clients. The firm employs a fundamental analysis-driven investment process with tailored strategies and conducts regular portfolio reviews, focusing on a very limited client base.

Wealth management Tax-loss harvesting

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