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Pinnacle Peak Capital Management LLC

Updated today

Client assets under management

$3,963,000

Clients

5

40% high-net worth

Advisors

1

of 1 employees

Firm type

Independent

1 advisor

Clients per advisor

5

Very Low

Average account size

$792,600

About

Pinnacle Peak Capital Management, LLC is a small, independent registered investment adviser that provides discretionary asset management to individual and high‑net‑worth clients, including retirement and trust accounts. As a sole practitioner, the firm manages approximately $3.96 million across five clients and maintains a deliberately limited client roster to allow frequent, direct interaction between the advisor and clients.

The firm uses a blend of fundamental and technical analysis with a generally long‑term investment philosophy while permitting short‑term trading as needed, and it offers tailored equity portfolios with optional equity‑options strategies such as covered call writing, cash‑secured puts and pure long option positions. The firm does not use futures or traditional fixed‑income instruments, may employ limited leverage (typically capped around 15%), and states that portfolios are constructed with objectives that include countering inflation and potential declines in the U.S. dollar.

Notable operational features include practices intended to foster client engagement—such as quarterly fee billing paid directly by clients and routine telephone and written communications—and a Code of Ethics that allows the principal to hold the same securities as clients with safeguards against trading priority. The firm’s disclosures also note a prior customer complaint and a mediated civil settlement in which the principal contributed to the resolution, a material item included in its regulatory filings.

Client services

Portfolio management

Expertise

Options & derivatives strategies Concentrated stock management

Fee options

Percentage

$0 - $2,000,000: 1.25% $2,000,001+: 1.00% $0 (if client chooses to utilize options) - $2,000,000: 1.5% $2,000,001 (if client chooses to utilize options)+: 1.25%

Other

Fee-only: Clients pay quarterly in arrears based on assets under management.

Main office location

Pinnacle Peak Capital Management LLC

Vernon Hills IL, United States

Number of offices

1

Most active in

Illinois

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

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