P
Pine Cone Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,425,105
Clients
52
17% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
52
HighAverage account size
$354,329
About
Pine Cone Capital provides discretionary asset management and portfolio management for individuals, high‑net‑worth clients, trusts, estates, charitable organizations, foundations, endowments, corporations and business owners. The firm assists clients with opening and maintaining custodial brokerage accounts and ongoing investment monitoring but does not offer standalone financial planning services.
Investment decisions combine fundamental and technical analysis to assign clients to one of six targeted asset‑allocation model portfolios, with periodic rebalancing and limited tactical shifts rather than market timing. The firm uses a range of instruments—mutual funds, ETFs, individual securities, options, margin and futures where appropriate—and conducts regular account reviews with quarterly reporting and performance statements; most relationships are managed on a discretionary basis.
Notable operational features disclosed in the brochure include an explicit policy of not accepting soft dollars, 12b‑1 payments, referral or commission compensation and a stated independence from custodians and product providers. The firm also highlights several practices that may be atypical for a small adviser: it accepts managed accounts without a stated minimum, offers hourly or retainer consulting for smaller clients, uses option‑writing and margin strategies, maintains a documented succession plan and leaves proxy voting with clients.
Client services
Portfolio management
Consulting
Expertise
Active portfolio management
Options & derivatives strategies
Occupation focus
Retired
Founder/Business Owner
Fee options
Under $100,000 - $100,000: 1.00% (minimum $500 annually) $100,000 - $200,000: 0.90% $200,000 - $300,000: 0.80% $300,000 - $500,000: 0.70% $500,000 - $1,000,000: 0.60% $1,000,000 - $2,000,000: 0.50% Over $2,000,000+: Negotiable
$125 per hour
Annual retainer fee of $125 for basic support and up to 1 hour consultation
Minimum fee: Minimum quarterly fee of $125 (equivalent to $500 annually) Fee-only: Hourly fee of $125 or fixed project cost; annual retainer fee of $125 for basic support and up to 1 hour consultation
Main office location
Pine Cone Capital
Centennial CO, United States
Number of offices
1
Most active in
Pine Cone Capital has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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