Pierpont Investment Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,200,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
32
28% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
32
TypicalAverage account size
$412,500
About
Pierpont serves individual and high‑net‑worth clients, offering discretionary investment portfolio management alongside financial planning and consulting. Portfolios are constructed from ETFs, individual equities and fixed income securities, and the firm may also use mutual funds, individual stocks and bonds, and covered call options when appropriate.
The firm emphasizes a customized, long‑term investment approach: it works with each client to develop an investment policy statement, target asset allocation and ongoing oversight, while allowing shorter‑term trades for rebalancing or client needs. Prior to managing accounts, Pierpont gathers clients’ financial information, goals and risk tolerance and permits clients to impose reasonable investment restrictions on their accounts.
Pierpont operates as a fee‑only adviser, does not accept custody of client assets, and discloses that it does not receive commissions, soft‑dollar research or third‑party referral compensation. Managing about $15.7 million across roughly 32 client relationships, the firm also typically provides financial planning services at no additional charge and makes explicit use of covered calls and cash positions as portfolio tools.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Tax-loss harvesting
Fee options
1.00% annually
Fee-only: Fee-only advisor, compensated solely by the client with no commissions
Main office location
Pierpont Investment Group, LLC
3200 Guasti Road, Suite 100
Ontario CA 91761, United States
Number of offices
1
Most active in
Pierpont Investment Group, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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