Pickwick Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,422,315
Clients
20
10% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
LowAverage account size
$571,116
About
Pickwick Wealth Management is a small, state-registered advisory firm that offers discretionary asset management and financial planning and consulting to individual clients, including high-net-worth individuals. The firm reports approximately $11.4 million in discretionary assets under management across about 20 client accounts and provides ongoing portfolio management directly as well as through Orion Portfolio Solutions and co-advisor relationships.
The firm’s investment process is client-tailored, using fundamental analysis to build asset allocations and model selections that reflect each client’s goals, time horizon, and risk tolerance, and it generally exercises discretionary trading authority with quarterly account reviews. Pickwick also delivers full financial plans and limited-topic consulting engagements, and allows clients to impose written investment restrictions that the advisor will honor.
Notable features disclosed in the brochure include an affiliated insurance business: the firm’s principal operates as an independent insurance agent and spends a substantial portion of time on those activities, receiving typical insurance compensation and disclosing the attendant conflicts. Pickwick also shares fees with a co-advisor and participates in an incentive arrangement with that co-advisor, arrangements the firm discloses and says it mitigates through disclosures, procedures, and its fiduciary obligations.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Wealth management
Tax-loss harvesting
Cash flow / budgeting
Long-term care insurance
Fee options
1.0% annually
$350 per hour
Main office location
Pickwick Wealth Management
707 Lake Cook Road, Suite 285
Deerfield IL 60015, United States
Number of offices
1
Most active in
Pickwick Wealth Management has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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