PI Wealth Plan LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$23,164,928
Clients
5
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
5
Very LowAverage account size
$4,632,986
About
PI Wealth Plan LLC provides wealth advisory and financial planning services to individual clients classified as high‑net‑worth and ultra‑high‑net‑worth, working with a very small number of household clients. The firm offers ongoing advisory engagements, limited‑scope projects, investment management, tax planning, and divorce financial analysis.
The firm manages client portfolios primarily through model portfolios, separately managed accounts, and third‑party sub‑advisers under a written investment policy statement and discretionary authority, with an emphasis on sustainable, responsible, and impact investing. PWP integrates year‑round proactive tax planning and business‑oriented advice into its investment process, and may recommend private placements for accredited investors when appropriate.
Unlike most independent solo advisers, PWP does not charge percentage‑of‑AUM advisory fees and instead uses fixed fee arrangements. The combination of a solo, boutique practice led by a CFP® and Enrolled Agent, a very small, selective client base, and specialized services (including divorce financial analysis, concentrated stock and business‑exit planning, captive insurance and other complex tax strategies) is atypical among peers.
Client services
Financial planning
Portfolio management
Selection of other advisers
Tax planning, divorce financial consulting
Tax planning, divorce financial consulting
Expertise
ESG / Sustainable investing
Tax strategies for small businesses
Business exit / sale strategy
Retirement plans for business owners (SEP, solo 401k)
General tax planning
Occupation focus
Founder/Business Owner
Demographic focus
Values-based investing
Fee options
Limited Scope Advisory fees are one-time flat fees based on complexity of client’s financial situation
Divorce Financial Analysis fees may include hourly rates as outlined in Engagement Agreement
Account minimum: No minimum investment account size Minimum fee: Minimum annual fee of $24,900 per year for Ongoing Advisory services Fee-only: Fixed fee for Ongoing Advisory services starting at $24,900 per year, paid monthly in advance starting at $2,075 per month, increasing 5% annually; Limited Scope Advisory charged as one-time flat fee based on complexity; Divorce Financial Analysis based on retainer and/or hourly rate
Main office location
PI Wealth Plan LLC
San Jose CA, United States
Number of offices
1
Most active in
PI Wealth Plan LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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