Phillips Wealth Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$88,900,000
Total clients
284
6% high-net worth
Total advisors
2
of 3 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
142
Average account size
$313,028
About
Phillips Wealth Management LLC provides discretionary asset management, financial planning, and retirement-plan advisory services to individuals (including high‑net‑worth clients), trusts, estates and business entities. The firm offers both active and passive portfolio strategies and acts as an ERISA 3(21) advisor for qualified retirement plans.
Investment programs are tailored to each client’s goals, time horizon and risk tolerance, with discretionary trading authority, periodic (at least quarterly) account reviews, and rebalancing as needed. The firm also manages held‑away defined‑contribution plan participant accounts through a third‑party aggregation platform, allowing review and reallocation of those assets without taking custody.
Notably, PWM sponsors a wrap fee program for its actively managed portfolios, a structure that is uncommon among peers, and the firm’s principal maintains a licensed insurance practice and may receive commissions for insurance sales—an arrangement the brochure discloses and frames as mitigated by fiduciary obligations and client disclosures. The firm manages roughly $89 million with a two‑advisor team and does not impose a formal account minimum, features that may affect how it engages smaller or consolidated household relationships.
Client services
Expertise
Fee options
Financial planning/consulting fees between $250 and $1,500 depending on client needs; one-time fees due upon delivery, ongoing fees quarterly in arrears.
$0 - $50,000: 0.50% annually Over $50,000+: 0.25% annually
Main office location
Phillips Wealth Management LLC
12927 Stonecreek Dr., Suite D
Pickerington OH 43147, United States
Number of offices
2
Most active in
Florida · Maryland · Ohio · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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