Phillips Ray Capital Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$57,578,238
Total clients
98
94% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
98
Average account size
$587,533
About
Phillips Ray Capital Management provides investment advisory services to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, charitable organizations and corporations. The firm offers discretionary portfolio management, non‑discretionary consulting, and targeted consulting on matters such as retirement and estate planning.
The adviser develops individualized investment policies through personal consultations to determine objectives, time horizon, risk tolerance and liquidity needs, then implements portfolios guided by those goals using fundamental and technical analysis. Portfolios may include individual equities, fixed income, mutual funds and, when appropriate, options, short sales and margin positions; clients who do not grant discretion receive ongoing recommendations and periodic monitoring.
What distinguishes the firm from many peers is its use of limited, case‑by‑case performance‑based fee arrangements for qualified clients who wish to participate in particular recommendations, with fees tied to the realized results of that specific investment rather than to broadly managed discretionary accounts. The firm’s acceptance of institutional clients (for example, pension and profit‑sharing plans) and its employment of a wide range of trading strategies and instruments, together with participation in an advisor custody/trading platform, further differentiate its practice from many similarly sized independent advisers.
Client services
Portfolio management
Consulting services
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
$0 - $250,000: 1.6% $250,001 - $500,000: 1.2% $500,001 - $1,000,000: 0.90% $1,000,001 - $1,500,000: 0.70% $1,500,001+: 0.60%
5% of net profits on realized gains from non-discretionary consulting investments for qualified clients, charged only when the investment is sold
Account minimum: $250,000 Fee-only: 0.50% annually for Income strategy and Consulting Services
Main office location
Phillips Ray Capital Management, Inc.
2727 W 7 Th Street, Suite 220
Fort Worth TX 76107, United States
Number of offices
1
Most active in
Phillips Ray Capital Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")