Philipp Capital Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,340,587
Clients
7
57% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$2,048,655
About
Philipp Capital Advisors is a fee-only registered investment adviser that provides discretionary investment management and both ongoing and project-based financial planning to individual clients and employer retirement plan sponsors. The firm serves a small client roster and generally applies a $500,000 account minimum while advising on common instruments such as stocks, bonds, mutual funds, ETFs, and cash equivalents.
The adviser implements portfolios using asset-allocation principles informed by fundamental analysis and Modern Portfolio Theory, combining passive and active investment vehicles as appropriate and exercising discretionary trading authority on behalf of clients. Accounts are custodied at a national broker‑dealer platform the firm recommends, reviewed on a regular basis (typically quarterly), and trade execution is handled on an individual rather than aggregated (block) basis.
What distinguishes this firm is its affiliation with a licensed attorney who conducts legal work outside the advisory business; the brochure discloses that legal services are separate from advisory services, clients are under no obligation to use that attorney, and the attorney may devote a limited number of hours per week to those legal activities. The firm is a single‑advisor practice with a small number of clients and approximately $14 million in assets under management, and it does not accept third‑party sales compensation or vote proxies on behalf of clients.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Retirement income strategy
Business ownership considerations
Cash flow / budgeting
Fee options
Initial comprehensive financial planning fee up to $10,000; ongoing fixed monthly fee $250 to $833
$0 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.85% $10,000,001 - $20,000,000: 0.75% $20,000,001 - $35,000,000: 0.65% $35,000,001 - $50,000,000: 0.55% $50,000,001+: 0.50%
$400 per hour for project-based financial planning services
Ongoing comprehensive financial planning monthly fee ranging from $250 to $833
Account minimum: $500,000 Fee-only: Financial planning initial fee up to $10,000; ongoing monthly fees $250 to $833; hourly rate $400 for project-based planning
Main office location
Philipp Capital Advisors
2000 Auburn Drive #200
Beachwood OH 44122, United States
Number of offices
1
Most active in
Philipp Capital Advisors has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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