Phibbs Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$23,624,466
Total clients
80
3% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
80
Average account size
$295,306
About
Phibbs Financial provides discretionary asset management, financial planning, and estate‑planning support to individuals and high‑net‑worth clients. The firm also offers educational seminars and workshops to the public and leverages model portfolios available through the Altruist Model Marketplace to help manage client accounts.
Investment programs are tailored to each client’s stated objectives and implemented on a discretionary basis, with security analysis that may include fundamental, technical, charting, and cyclical methods and regular account monitoring. When subscribing to third‑party models or managers, the firm performs and documents initial and annual due diligence and retains supervisory responsibility for suitability.
Noteworthy for a solo independent adviser, the firm’s principal maintains a licensed insurance business and spends a substantial portion of time on insurance activities; representatives receive commission compensation for insurance sales, a material conflict disclosed in the brochure. The firm also discloses that it will contribute toward certain third‑party estate‑planning fees for clients who meet asset thresholds and requires use of the Altruist custodial platform for managed accounts.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
General estate planning guidance
Wealth management
Fee options
Financial planning flat fees range from $1,500 to $6,000 depending on complexity; seminars/workshops fee $50-$100 per household.
$0 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,000+: 0.75%
Hourly rate of $150/hour used for proration of financial planning fees if client terminates early.
Main office location
Phibbs Financial
11576 S State Street, Suite 1104
Draper UT 84020, United States
Number of offices
1
Most active in
Phibbs Financial has reported serving >5 clients in these states in the last 12 months.
California · Florida · Michigan · Ohio · Texas · Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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