Phase Line Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$7,310,000
Total clients
21
19% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
21
Average account size
$348,095
About
Phase Line Financial LLC provides investment management and financial planning to individuals, high‑net‑worth clients, charitable organizations, and businesses. The firm offers continuous discretionary and non‑discretionary portfolio management as well as both project‑based and ongoing planning, delivering its investment management exclusively through a wrap fee program.
Its investment process combines fundamental and technical analysis with modern portfolio theory and may use both passive and active strategies to construct individualized asset‑allocation plans aligned with clients’ objectives and risk tolerances. When appropriate, the firm selects and monitors Outside Managers and model portfolios (including Schwab Model Portfolios) and continues to serve as the primary advisor overseeing those third‑party relationships.
Compared with many peers, the firm is notable for sponsoring a wrap fee program, formally selecting other advisers/Outside Managers, and offering hourly project‑based planning in addition to asset‑based and fixed planning fees—features that are relatively uncommon among investment manager firms. The firm is recently formed and, as of the brochure date, reported no assets under management, which may be relevant when assessing its operational track record and scale.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Business ownership considerations
Tax strategies for small businesses
Business exit / sale strategy
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Fee options
Project-Based Financial Planning fixed fee $1,000 to $12,500; Ongoing Financial Planning fixed fee $500 to $6,125 quarterly
$0 - $250,000: 1.25% $250,001 - $750,000: 1.00% $750,001 - $1,500,000: 0.90% $1,500,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.70% $5,000,001+: 0.50%
$350/hour for Project-Based Financial Planning
Ongoing Financial Planning recurring fixed fee paid quarterly ranging from $500 to $6,125
Fee-only: Financial planning fees: Initial fee $500 to $6,125; Ongoing fixed fee $500 to $6,125 quarterly; Project-Based fixed fee $1,000 to $12,500; Hourly fee $350/hour
Main office location
Phase Line Financial
Cincinnati OH, United States
Number of offices
1
Most active in
Phase Line Financial has reported serving >5 clients in these states in the last 12 months.
Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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