PGP Wealth Services, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$79,193,216
Clients
52
62% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
52
HighAverage account size
$1,522,946
About
PGP Wealth Services is an SEC‑registered independent investment adviser serving individuals, small businesses, trusts, estates and charitable organizations, with about 52 client relationships and roughly $79.2 million in discretionary assets. The firm provides ongoing discretionary asset management, comprehensive financial planning, and public education through seminars and workshops.
PGP constructs customized investment programs based on clients’ goals, time horizons and risk tolerances and uses a blend of fundamental, technical, charting and cyclical analysis, with periodic account reviews, rebalancing and tax‑loss harvesting as appropriate. The firm may appoint sub‑advisors or further delegate discretionary authority to other money managers to implement client strategies.
A distinctive element of PGP’s practice is its regular client education and issuance of periodic written reports or newsletters alongside no‑cost seminars, a feature that is uncommon among peer independent advisers. The firm also operates a small proprietary trading account and discloses internal controls — including quarterly personal‑trading reviews and compliance oversight by the firm’s principal acting as chief compliance officer — to manage potential conflicts.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Expertise
Cash flow / budgeting
General tax planning
Fee options
$0 - $300,000: 1.50% $300,001 - $500,000: 1.25% $500,001+: 1.00%
$200 to $300 per hour
Most active in
PGP Wealth Services, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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