PGIM Investments LLC logo

PGIM Investments LLC

Updated today

Total assets under management

$344,842,705,228

Total clients

0

Total advisors

70

of 458 employees

Firm size

Investment Manager

May not manage individual clients

Average clients per advisor

0

Average account size

About

PGIM Investments primarily advises pooled investment vehicles and other institutional clients, including numerous registered investment companies (mutual funds, ETFs, and closed‑end funds) and insurance separate and general accounts; it also acts as investment manager to a Section 3(c)(7) private fund and to one fund that has elected treatment as a business development company under the Investment Company Act. The firm reports over $344 billion in regulatory assets under management and provides non‑investment‑company services such as manager research and model portfolios to third‑party and affiliated advisers.

Investment research and manager evaluation are conducted by the Strategic Investment Research Group (SIRG) using a blend of quantitative and qualitative analysis—covering organizational infrastructure, investment team assessment, asset forecasting, portfolio construction, and rolling performance analysis—and SIRG publishes market outlooks and research reports and conducts field visits when practicable. PGIM Investments also designs and maintains PGIM Model Portfolios for Third‑Party Advisors, selecting and weighting underlying mutual funds and ETFs (often PGIM Funds and PGIM ETFs) and relying on affiliated resources such as PGIM Quantitative Solutions for asset allocation input.

Noteworthy aspects relative to many peers include the firm’s role as adviser to a fund that elected BDC status (an uncommon structure among large investment managers), its registrations as a commodity pool operator and swap firm with the NFA, and a prior SEC enforcement matter announced in 2019 addressing securities lending and foreign tax reclaim practices that resulted in disgorgement and a civil penalty. The firm’s extensive affiliations within the Prudential group—including relationships with affiliated broker‑dealers (e.g., PIMS and PAD), insurance company investment committees (including Prudential Insurance Company of America and related entities), and affiliated research or subadvisory arrangements (such as with PQS and PGIM Custom Harvest)—shape its product mix and introduce potential conflicts that are addressed through documented policies and disclosure.

Client services

Portfolio management Selection of other advisers Educational seminars or workshops

Expertise

Private / alternative investments

Occupation focus

Founder/Business Owner

Main office location

PGIM Investments LLC

655 Broad Street

Newark NJ 07102, United States

Number of offices

1

Most active in

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Eric S

Series 63, Series 65

Newtown, PA

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Shay P

Series 66

Newark, NJ

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Eric L

Series 63, Series 65

De Soto, KS

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Julian C

Series 66

Newark, NJ

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Robert C

Series 63, Series 65

Newark, NJ

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Jonathan C

Series 63, Series 65

Franklin, TN

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Harry R

Series 63, Series 65

New City, NY

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

William H

Series 63, Series 65

Newark, NJ

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Danielle S

Series 66

Newark, NJ

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

James D

Series 63, Series 65

Jacksonville, FL

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Brennan H

Series 66

Trumbull, CT

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Brendan K

Series 66

Newark, NJ

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Joseph G

Series 66

Newark, NJ

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Paul W

Series 63, Series 65

Gainesville, VA

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
user avatar

Mark D

Series 63, Series 65

Atlanta, GA

PGIM Investments LLC

Private / alternative investments Founder/Business Owner
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