PFS Planning LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
12
50% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$0
About
PFS Planning LLC provides personal financial planning services to individuals, high-net-worth individuals, and business owners. The firm operates as a solo practice with a small client base and does not manage client investment accounts directly, instead referring clients to external investment managers for portfolio implementation.
The firm’s planning and investment guidance emphasizes long-term, buy-and-hold strategies, fundamental valuation, and diversification, and it uses public research sources such as Morningstar and SEC filings in its analysis. Reviews of a client’s financial plan or of reports received from outside managers are provided on request rather than through ongoing discretionary supervision.
A distinctive aspect of the practice is the adviser’s accounting and financial-planning credentials, which shape a planning-focused service that leans on tax and accounting expertise. Unlike most independent peers, the firm does not provide portfolio management or rely on percentage-of-assets fees, favoring a referral-based model and a compact, planning-centric client roster.
Client services
Financial planning
Selection of other advisers
Expertise
General tax planning
Occupation focus
Founder/Business Owner
Fee options
$350 per hour
Fee-only: $350 per hour (hourly consulting fee)
Main office location
PFS Planning LLC
New York NY, United States
Number of offices
1
Most active in
PFS Planning LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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