P
Peterson Garrett, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,850,620
Clients
13
62% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
13
LowAverage account size
$526,971
About
Peterson Garrett, LLC is a small independent advisory firm that provides ongoing portfolio management and direct asset management to a limited number of individual clients. The firm works with clients to determine investment goals, time horizons, objectives, and risk tolerance, and documents those in a written investment policy for each account.
The advisor principally operates on a non‑discretionary basis, requiring client approval before executing transactions and providing at least quarterly written statements of account holdings. Investment selection, asset allocation, and portfolio monitoring are handled by the advisor subject to client‑specified objectives and custodial arrangements.
What is noteworthy about Peterson Garrett is its use of a performance‑based compensation component tied to capital appreciation, structured with a high‑water mark and a minimum return condition — a practice that is uncommon among independent firms. Combined with its predominantly non‑discretionary mandate and very small, single‑advisor client base, the firm’s operating model differs from most peers in the independent-advisor category.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $250,000: 2.00% $250,001 - $500,000: 2.00% $500,001 - $750,000: 1.50% $750,001 - $1,250,000: 1.50% $1,250,001 - $2,000,000: 1.00% $2,000,001 - $25,000,000: 1.00% $25,000,001+: 1.00%
30% of capital gains or capital appreciation, subject to a high-water mark and a quarterly return minimum of 10% annualized, net, beginning April 2025
Main office location
Peterson Garrett, LLC
Fresno CA, United States
Number of offices
1
Most active in
Peterson Garrett, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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