Peterson Financial Services LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$119,118,091
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
157
17% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
157
Very HighAverage account size
$758,714
About
Peterson Financial Services, LLC provides investment portfolio management, financial planning, and insurance services primarily to individual clients and retirement plans, and also manages non-retirement corporate accounts and trusts. The firm’s revenue is overwhelmingly asset-based and it focuses on mainstream liquid investments such as individual stocks, bonds, mutual funds and ETFs.
The adviser manages most accounts on a discretionary basis after collecting a client profile that maps to one of six portfolio types; accounts are customized further for size, cash flow needs and client-imposed restrictions. Investment decisions combine fundamental and technical analysis to set long-term weightings rather than engage in classic market timing, and clients receive periodic position reports and internal rate-of-return reports in advance of scheduled reviews.
Notable differences from many peers include the firm’s continuing insurance practice: the owner is a licensed insurance agent and the brochure states insurance work remains part of the firm’s offerings alongside portfolio management. The firm is a long-established, single-advisor practice that does not use third‑party managers or wrap programs, and the sole manager personally conducts client reviews and prepares the written performance and position reports that are mailed or provided ahead of review meetings.
Client services
Financial planning
Portfolio management
Pension consulting
Newsletters or periodicals
Expertise
Retirement plans for business owners (SEP, solo 401k)
Wealth management
Cash flow / budgeting
Fee options
$0 - $100,000: 1.50% annually $100,001 - $500,000: 1.25% annually $500,001 - $1,000,000: 1.00% annually $1,000,001 - $3,000,000: 0.75% annually $3,000,001 - $8,000,000: 0.50% annually $8,000,001+: Negotiable
$220 per hour
Account minimum: $100,000 Fee-only: Hourly fees at $220 per hour
Main office location
Peterson Financial Services LLC
1726 Clarkson Street
Denver CO 80218, United States
Number of offices
1
Most active in
Peterson Financial Services LLC has reported serving >5 clients in these states in the last 12 months.
Colorado · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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