Peterkin Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$24,534,460
Clients
57
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
57
HighAverage account size
$430,429
About
Peterkin Financial is a solo, independent registered investment adviser that serves individuals, high-net-worth individuals, trusts, estates and small businesses with integrated financial planning and investment advisory services. The firm combines collaborative planning engagements with recommendations of unaffiliated independent managers and also provides educational programming such as keynote talks, workshops and financial boot camps.
For portfolio management, the firm develops a strategy with each client, performs initial and ongoing due diligence on recommended independent managers, and maintains read-only access for oversight while clients enter into contracts directly with those managers. Fees are generally asset-based, and the firm typically provides services on a non-discretionary basis, meaning it does not have trading discretion or custody of client assets.
Compared to peers, Peterkin Financial is notable for managing nearly all client assets on a non-discretionary basis and for offering public-education formats (boot camps and workshops) that are uncommon among independent RIAs. The firm’s principal holds professional designations in financial planning and life insurance, maintains an insurance practice in addition to advisory services, and generally requires a one-year planning commitment, reflecting a planning-centered, educator-oriented practice.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Wealth management
Fee options
Fixed financial planning fees ranging from $5,000 to $15,000; educational seminars/keynotes charged up to $2,500 per session; seminars up to $50 per attendee; financial boot camps $1,000 per attendee
Up to 1.00% annually, negotiable, based on assets under management and other factors
Advisor sells insurance products and receives commissions from such sales (not offsetting advisory fees)
Account minimum: No minimum stated by the Advisor; however, Independent Managers may impose minimums on their investment strategies. Fee-only: Fixed financial planning fees ranging from $5,000 to $15,000, negotiable
Main office location
Peterkin Financial, LLC
Encinitas CA, United States
Number of offices
1
Most active in
Peterkin Financial, LLC has reported serving >5 clients in these states in the last 12 months.
California · Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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