Peridot Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,250,000
Total clients
19
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
19
Average account size
$328,947
About
Peridot Capital Management LLC is a single-advisor registered investment adviser that serves individual investors, with a client base that includes younger savers pursuing long-term capital appreciation and retirees seeking income-focused strategies. The firm offers discretionary portfolio management as its primary service and also provides hourly financial consultations for clients who prefer advice without account management.
Investment decisions begin with a client-specific asset allocation based on objectives, time horizon, and risk tolerance, followed by fundamental, value-oriented security selection that favors a contrarian, long-term approach. Implementation may include publicly traded equities and fixed income, mutual funds, closed-end funds, ETFs, and equity options; the brochure specifically describes the use of covered-call option strategies and emphasizes that the firm generally avoids short‑term trading.
Distinctive aspects disclosed in the brochure include a 2006 consent order with the Missouri securities division related to unregistered advisory activity (resulting in a $1,000 fine) and subsequent registration in 2007, which the firm reports in its disciplinary section. The adviser also offers accounting, bookkeeping, and tax services to small-business clients outside its advisory practice, and its explicit use of derivatives (equity options) in client accounts is a practice less common among similar small independent firms.
Client services
Portfolio management
Hourly investment consultation services
Expertise
Active portfolio management
Retirement income strategy
General retirement planning
Options & derivatives strategies
Occupation focus
Retired
Demographic focus
Young Professionals
Approaching retirement
Fee options
$1 - $99,999: 1.500% per year $100,000 - $249,999: 1.375% per year $250,000 - $499,999: 1.250% per year $500,000 - $999,999: 1.125% per year $1,000,000 - $1,499,999: 1.000% per year $1,500,000 - $1,999,999: 0.875% per year $2,000,000+: 0.750% per year
$110 per hour
Main office location
Peridot Capital Management
Pittsburgh PA, United States
Number of offices
1
Most active in
Peridot Capital Management has reported serving >5 clients in these states in the last 12 months.
Maryland · Pennsylvania · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")