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Pento Portfolio Strategies, LLC

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Client assets under management

$237,261,430

Clients

874

88% high-net worth

Advisors

2

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

437

Very High

Average account size

$271,466

About

Pento Portfolio Strategies serves individuals, high‑net‑worth clients, corporations and other advisors, offering ongoing portfolio management, financial planning, and a suite of tax and accounting services in addition to subadvisory and participant account management. The firm provides both actively managed strategies and more income‑oriented allocations and makes model strategies available through third‑party platforms.

The firm’s flagship approach is its Inflation/Deflation and Economic Cycle (IDEC) model, which uses roughly twenty macroeconomic, monetary, and market indicators alongside charting, fundamental, technical and cyclical analysis to adjust allocations across sectors and asset classes; a separate Global Yield strategy provides a more income‑focused option. Pento also uses third‑party platforms to manage held‑away retirement accounts with limited discretionary authority and participates in signal investing arrangements to deliver model strategies to platform clients.

Noteworthy differences from many peers include the offering of a subscription podcast and regular client communications (including a weekly touch‑base and a paid trade‑alert service for certain international clients), services that resemble periodicals and are uncommon among supported firms. The firm also provides integrated tax, bookkeeping and accounting services that are atypical for its peer group, and it reports a relatively large client base per advisor (874 clients and two advisors) with the firm’s reported assets shown primarily as non‑discretionary on its Form ADV despite offering actively managed models via platforms.

Client services

Financial planning Portfolio management
Subscription service (podcast), signal investing,tax and accounting, held away assets, notification service

Expertise

Active portfolio management Income planning Retirement plans for business owners (SEP, solo 401k)

Fee options

Fixed

Real Time Reality Alert service fees: $250 per quarter for accounts under $1 million, $5,000 per quarter for accounts over $1 million.

Percentage

$0 - $749,999: 1.50% annually $750,000 - $999,999: 1.25% annually $1,000,000+: 1.00% annually

Project-based

Fees for tax and accounting services are determined on a client-by-client basis, based on scope and complexity; hourly rates not specifically stated.

Subscriptions

Annual podcast subscription fee: $50 per year after a 5-week free trial; PPS clients receive this service for free.

Other

Account minimum: $100,000 (waivable at PPS's sole discretion)

Main office location

Pento Portfolio Strategies, LLC

999 Vanderbilt Beach Rd, Suite 200

Naples FL 34108, United States

Number of offices

1

Most active in

Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Idaho · Illinois · Indiana · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Michael P

Series 63, Series 65

Naples, FL

Pento Portfolio Strategies, LLC

Michael Pento is a financial advisor at Pento Portfolio Strategies, LLC with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has been with his current firm since 2011. Located in Naples, FL, he works alongside one other advisor. Pento Portfolio Strategies serves individual and high-net-worth clients as well as select investment companies by providing discretionary portfolio management, Investment Policy Statements, and tax and accounting services. The firm’s investment approach centers on a proprietary Inflation/Deflation and Economic Cycle (IDEC) model that combines top-down macro analysis with technical screening, employing active positioning and limited options strategies. The firm also offers subscription-based alert services and manages held-away retirement accounts using a third-party platform.

Active portfolio management Income planning Retirement plans for business owners (SEP, solo 401k)
user avatar

Justine C

Series 65

Naples, FL

Pento Portfolio Strategies, LLC

Justine Coleman is a financial advisor at Pento Portfolio Strategies, LLC with 12 years of industry experience. She holds a Series 65 credential and has been with the firm since 2013. Based in Naples, FL, she works alongside one other advisor at the firm. Pento Portfolio Strategies serves individual and high-net-worth clients as well as select investment companies by providing discretionary portfolio management, Investment Policy Statements, and tax and accounting services. The firm employs a proprietary Inflation/Deflation and Economic Cycle (IDEC) model that integrates macro analysis and technical screening to guide active portfolio positioning, complemented by subscription-based alerts and in-house tax capabilities.

Active portfolio management Income planning Retirement plans for business owners (SEP, solo 401k)
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