Penta Investment Counsel LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$30,713,039
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
12
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$2,559,420
About
Penta Investment Counsel provides discretionary investment management to high‑net‑worth individuals, IRAs, trusts, estates and foundations. The firm reports about $30.8 million in assets under management across a small number of client relationships and charges asset‑based investment counsel fees billed quarterly.
Portfolios are managed on an individualized, long‑term basis using asset‑allocation models and fundamental analysis to select equities, mutual funds, ETFs and fixed‑income securities. The firm operates with discretionary trading authority, delivers quarterly performance reports, and recommends Charles Schwab as custodian for execution and custody services.
Distinctive features include a stated $5,000,000 account minimum (with potential waivers), which narrows the client base toward high‑net‑worth households and institutional/charitable clients rather than retail individual accounts. The firm also does not take custody of client assets, does not charge performance‑based fees, and leaves proxy voting to clients.
Client services
Portfolio management
Expertise
Wealth management
Fee options
$0 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.85% $10,000,001+: 0.75%
Account minimum: $5,000,000.00
Main office location
Penta Investment Counsel LLC
2751 Gillham Road
Kansas City MO 64108-3137, United States
Number of offices
1
Most active in
Penta Investment Counsel LLC has reported serving >5 clients in these states in the last 12 months.
Kansas · Missouri
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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