Penserra Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,500,000
Clients
8
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$312,500
About
Penserra provides wealth management, investment management, and financial planning services to individuals, trusts, businesses, retirement plans, and other entities, and reported $2.5 million in assets under management as of December 31, 2025. Services described in the brochure include customized portfolio construction, use of independent managers and sub-advisors or TAMPs, and project-based or ongoing financial planning and consulting.
The firm’s investment approach is primarily long-term focused but may include shorter-term trades for rebalancing or client needs, and it employs a mix of fundamental, technical, cyclical, and charting analysis. Penserra describes core strategies such as a Blue Chip equity approach, a Fixed Income strategy, and use of third‑party Russell (“RUSS”) allocations, with portfolio construction guided by a “Price Probability Envelope” and an emphasis on selecting institutional share classes when feasible.
Noteworthy distinctions disclosed in the brochure include sponsorship of a wrap fee program for certain legacy relationships and formal affiliations with a broker‑dealer (Penserra Securities LLC) and affiliated advisory entities (Penserra Capital Management LLC and Penserra Global Investors LLC). The firm also discloses that some advisory persons serve as registered representatives who may receive commission‑based compensation (including 12b‑1 fees), and it uses a third‑party participant account platform to manage held‑away retirement accounts without taking custody, with policies and disclosures intended to address resulting conflicts of interest.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Active portfolio management
Tax-loss harvesting
Private / alternative investments
Fee options
Fixed financial planning fees range from $1,000 to $15,000; ongoing financial planning up to $15,000 annually.
$0+: 0.20% annually +: up to 2.00% annually
Certain Advisory Persons are registered representatives of Penserra Securities LLC and receive commissions for securities transactions separate from advisory fees.
Hourly financial planning engagements range from $150 to $500 per hour.
Main office location
Penserra Wealth Management
4 Orinda Way,, 100 A
Orinda CA 94563, United States
Number of offices
1
Most active in
Penserra Wealth Management has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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