P
Pennant Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$3,295,079
Total clients
23
4% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
23
Average account size
$143,264
About
Pennant Wealth Management is a fee‑only, independent registered investment adviser operating as a solo practitioner with roughly $3.3 million in assets under management across about two dozen clients. The firm provides investment management and comprehensive financial planning for individual clients and also offers retirement plan services to employer plan sponsors.
The firm implements asset allocation‑driven strategies using both passive and active funds, and may utilize outside managers and model portfolios to implement client allocations; it customizes plans based on client goals, risk tolerance, and tax considerations and conducts periodic account reviews. Clients may request socially conscious (ESG) investments or impose reasonable restrictions, and the firm may provide educational materials and seminars as part of its client service model.
Compared with many small independent advisers, Pennant Wealth Management routinely provides institutional retirement plan services—including ongoing retirement plan consulting and discretionary plan management under ERISA 3(21) and 3(38) roles—which is uncommon for a firm of its size. The firm also offers educational seminars and speaking engagements to groups in addition to one‑on‑one planning, and its principal holds CFP® certification, which informs the firm’s planning and fiduciary practices.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Retirement income strategy
Business sale tax planning
ESG / Sustainable investing
Occupation focus
Founder/Business Owner
Retired
Fee options
Financial Planning fixed fees range from $1,500 to $10,000; Educational Seminars fees range from $500 to $1,500 per seminar.
$0 - $250,000: 1.50% $250,001 - $750,000: 1.25% $750,001 - $2,000,000: 1.00% $2,000,001+: 0.75%
Financial Planning hourly rate: $300/hour.
Fee-only: Fee-only firm; compensated solely by client fees, no commissions or sales-related compensation.
Main office location
Pennant Wealth Management LLC
Avon OH, United States
Number of offices
1
Most active in
Pennant Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
California · Ohio
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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