Penn Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$20,000,000
Total clients
40
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
40
Average account size
$500,000
About
Penn Wealth Management provides personalized investment management and financial planning to individuals, trusts, and small business owners. As of December 31, 2025 the firm reports managing about $20 million across roughly 100 Schwab custodial accounts and also advises corporate retirement plans, union pension plans, annuities, and Section 529 college savings programs on a discretionary basis.
The firm implements a strategic asset-allocation, core/satellite approach that emphasizes fixed-income, exchange-traded funds and select equity holdings, with active satellite allocations where opportunities arise. Risk tolerance is documented in each client’s Investment Policy Statement and maintained in the firm’s WealthBox/RightCapital vaults; accounts are reviewed quarterly (or more frequently as needed) and trades are executed under limited power of attorney using platforms and research tools such as Schwab Advisor Center, Riskalyze (Nitrogen), Morningstar and YCharts.
Noteworthy features include a separate publishing entity, Penn Wealth Publishing, which produces research and content that advisory clients may receive access to, and the firm’s disclosure that it maintains professional liability and cybersecurity insurance. The brochure also highlights that insurance planning and risk-management advice are provided as part of its fee-only services and that the firm has limited custody capabilities—such as initiating same-name transfers and withdrawing agreed management fees—while stating it does not accept third-party commissions.
Client services
Financial planning
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
General tax planning
Active portfolio management
Occupation focus
Union Employee
Fee options
1.00% annually
Fee-only: Fee-only investment management firm, no commissions or other compensation
Main office location
Penn Wealth Management
7300 West 110 Th Street, Suite 700
Overland Park KS 66210, United States
Number of offices
2
Most active in
Penn Wealth Management has reported serving >5 clients in these states in the last 12 months.
Kansas · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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