Pelleton Capital Management, Ltd.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$12,000,000
Clients
32
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
32
TypicalAverage account size
$375,000
About
Pelleton Capital Management provides personalized investment management and confidential financial planning to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and small businesses. In addition to discretionary portfolio management, the firm is licensed to sell life and health insurance and may offer commission-based annuities, life, and long-term care insurance when deemed appropriate, with an Insurance Acknowledgment used to document those arrangements.
The firm’s investment approach centers on passively managed index funds and exchange-traded funds as core holdings, augmented by a relative-strength, risk-aware tactical overlay and global diversification to manage downside risk. Advice is delivered on an ongoing discretionary basis and can be implemented through a variety of engagement types, including hourly work, comprehensive financial plans, or a set-up plus monthly subscription option.
Distinctive aspects include the firm’s active role as an insurance broker (an activity the brochure notes consumes less than 30% of its time) together with the presentation of periodic educational workshops for clients and prospects. Other noteworthy details are negotiable fee arrangements spanning percentage-of-AUM, hourly, and subscription models, no stated account minimums, and management of roughly $12 million across a small number of client households, which supports more individualized attention and periodic reviews.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
General retirement planning
Social Security optimization
Medicare planning
Income planning
Fee options
0.75% to 1.50%, based on assets under management and complexity; fees are negotiable and determined on a case-by-case basis
Insurance products (annuities, life insurance, long-term care insurance) may be sold on commission basis as appropriate; less than 30% of time spent on these activities
Hourly planning engagements charged at $240 per hour
Monthly subscription fee ranging from $39 to $89 for financial planning, negotiable based on complexity
Fee-only: Financial planning fees at $240 per hour; or initial set-up fee ($495 - $895) plus monthly subscription fee ($39 - $89), both negotiable based on complexity
Main office location
Pelleton Capital Management, Ltd.
13951 N Scottsdale Road, Suite 225, Suite 225
Scottsdale AZ 85254, United States
Number of offices
1
Most active in
Pelleton Capital Management, Ltd. has reported serving >5 clients in these states in the last 12 months.
Arizona
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")