Pelkonen and Associates LLC logo

Pelkonen and Associates LLC

Updated today
Find your advisor

Client assets under management

$293,299,775

Clients

317

41% high-net worth

Advisors

3

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

106

High

Average account size

$925,236

About

Pelkonen and Associates serves individual and high‑net‑worth clients, as well as trusts, estates, charitable organizations and businesses, providing discretionary portfolio management and financial planning services. The firm manages roughly $293 million for about 317 clients with a three‑person advisory team and also facilitates retirement rollovers and relationships with unaffiliated independent managers when appropriate.

The firm’s investment approach is primarily long‑term and tailored to client goals, drawing on fundamental and technical analysis to construct portfolios that typically use ETFs, mutual funds, individual stocks and bonds; Pelkonen will retain legacy positions when they fit a client’s plan and may hold or trade shorter term for rebalancing or tax reasons. Pelkonen also runs dedicated fixed‑income strategies (including bond‑ladder implementations) and works with clients to set investment guidelines and reasonable restrictions on holdings.

What is distinctive about Pelkonen is the combination of substantial assets under management with a small advisor roster, a practice mix that includes managing advisory annuities and specialized bond‑ladder accounts, and advisory personnel who are also licensed insurance professionals and may receive commissions for insurance sales. The firm maintains an institutional platform relationship with a major custodian that provides software, support and other economic benefits (including launch reimbursements), and it notes that custodial or fund company constraints sometimes lead it to select share classes that best fit a client’s situation rather than exclusively institutional share classes.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Wealth management

Fee options

Percentage

$0 - $250,000: 1.50% $250,000 - $500,000: 1.20% $500,000 - $1,000,000: 1.00% $1,000,000 - $2,500,000: 0.90% $2,500,000 - $5,000,000: 0.75% $5,000,000 - $7,500,000: 0.60% $7,500,000 - $10,000,000: 0.55% $10,000,000 - $20,000,000: 0.35% $20,000,000 - $35,000,000: 0.25% $35,000,000+: Negotiable

Other

Fee-only: Financial planning fixed fees range from $3,000 to $22,500, paid either as fixed fee or annual fees possibly paid quarterly, negotiable based on services and relationship

Main office location

Pelkonen and Associates LLC

425 Broadhollow Road, Suite 112

Melville NY 11747, United States

Number of offices

1

Most active in

More info

Florida · New Hampshire · New Jersey · New York · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Website (631) 396-1032

Advisors at this firm

Scroll left Scroll right
user avatar

Anthony P

Series 65

Melville, NY

Pelkonen and Associates LLC

Anthony Perrone is a Series 65-licensed advisor at Pelkonen and Associates LLC with no prior industry experience. Before joining Pelkonen and Associates in 2023, he held positions in various non-financial businesses including E&R Laundry and Dry Cleaning, H.A.E Air, LLC, and Giunta's Meat Farms. Pelkonen and Associates serves individuals, trusts, estates, charitable organizations, and businesses by providing discretionary investment management along with project-based and ongoing financial planning. The firm employs a primarily long-term investment approach using ETFs, mutual funds, and, when appropriate, individual securities and independent managers, with a focus on strategic asset allocation supported by fundamental and technical analysis.

Wealth management
user avatar

Joseph R

Series 66

Melville, NY

Pelkonen and Associates LLC

Joseph Reddington is a financial advisor at Pelkonen and Associates LLC with nine years of industry experience. He holds a Series 66 designation and previously worked at Ameriprise Financial Services, Inc. from 2015 to 2020. Outside of advising, he is involved in fixed insurance sales. Pelkonen and Associates serves individuals, trusts, estates, charitable organizations, and businesses by providing discretionary investment management along with financial planning and consulting. The firm’s investment approach emphasizes long-term strategies using fundamental and technical analysis, with portfolios typically constructed from ETFs, mutual funds, and other asset classes as appropriate.

Wealth management
user avatar

Allan P

CFP®, ChFC®, Series 63, Series 65

Melville, NY

Pelkonen and Associates LLC

Allan Pelkonen is a CFP® and ChFC® with 34 years of industry experience. He has worked at Ameriprise Financial Services, Inc. for 15 years before joining Pelkonen and Associates LLC in 2020, where he is currently an advisor. In addition to his advisory work, he is involved in fixed insurance sales. Pelkonen and Associates serves individuals, trusts, estates, charitable organizations, and businesses, offering discretionary investment management as well as financial planning and consulting. The firm employs a primarily long-term investment approach using both fundamental and technical analysis, with portfolios typically constructed from ETFs, mutual funds, and other asset types.

Wealth management
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")