Pegasus Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,338,149
Total clients
8
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
8
Average account size
$542,269
About
Pegasus Wealth Management advises a small number of individual clients as well as trusts, estates, charitable organizations, small businesses and employer-sponsored retirement plans. The firm offers financial planning, ongoing investment management (wealth management), ERISA plan services including 3(38) fiduciary options, and aggregation/management of held-away plan assets through Pontera.
The firm’s investment approach emphasizes diversified, primarily passive and indexed solutions supported by model portfolio selection, with tactical and strategic asset allocation and occasional value-oriented selections; analysis techniques described include fundamental, technical and cyclical methods. Portfolios are invested mainly in no-load or low-load mutual funds and ETFs, and the firm typically executes trades only with client approval under a limited power of attorney while providing regular (quarterly) reviews.
Notable for a solo independent adviser, the brochure discloses that the firm’s principal holds accounting, insurance and real‑estate credentials and operates separate tax, insurance and related businesses; these affiliations are disclosed to clients as potential conflicts of interest. The firm also reports that most assets it manages are non‑discretionary (about $2.12 million as of December 31, 2024) and provides ERISA 3(38) plan management and held‑away plan oversight—services that are less common among peers of similar size.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
General retirement planning
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Fee options
$0 - $1,000,000: 1.00% $1,000,000 - $3,000,000: 0.80% $3,000,000 - $5,000,000: 0.60% $5,000,000+: 0.40%
$300 per planner-hour for Other Consulting Services
Account minimum: $500,000 Fee-only: Financial Planning Services fees range from $2,500 to $20,000 based on complexity and needs; Other Consulting Services charged hourly at $300 per planner-hour.
Main office location
Pegasus Wealth Management
Richmond TX, United States
Number of offices
1
Most active in
Pegasus Wealth Management has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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