P
Pegasus Investment Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$15,000,000
Clients
11
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$1,363,636
About
Pegasus Investment Management provides portfolio management and advisory services under a percentage-of-assets fee model common among independent advisers. The firm’s brochure indicates it concentrates on high-net-worth and similar client types rather than general non‑HNW retail clients.
The firm reports that most assets are managed on a non‑discretionary basis, so clients typically retain final trading authority and are involved in investment decisions. Its disclosures also note that borrowing (use of margin or leverage) is permitted in separately managed accounts, and this feature is included in the firm’s discussion of investment procedures and risks.
The brochure includes a disclosure of reportable disciplinary information (Item 9), a feature that is uncommon among peers and may be of interest to prospective clients reviewing the firm’s history. Operating with a modest asset base and a limited number of client relationships, the firm presents a focused, consultative model of account service.
Client services
Portfolio management
Fee options
1.00% annually
Account minimum: $1,000,000
Main office location
Pegasus Investment Management LLC
Bainbridge Island WA, United States
Number of offices
1
Most active in
Pegasus Investment Management LLC has reported serving >5 clients in these states in the last 12 months.
Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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