Peconic Asset Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$64,590,865
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
203
7% high-net worth
Total advisors
1
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
203
Average account size
$318,182
About
Peconic Asset Planning is a small advisory firm that provides discretionary investment management and related advisory services to individuals, high net worth individuals, trusts, and estates. The firm constructs customized portfolios using exchange-traded funds, diversified mutual funds, individual stocks and bonds, and also provides retirement-rollover recommendations and ongoing client reporting.
The firm emphasizes continuous personal client contact and uses both fundamental and technical analysis to build primarily long-term portfolios while permitting shorter-term trades for rebalancing, tax management, or changing market conditions. Accounts are monitored on a regular basis, the advisor generally has authority to trade discretely within client guidelines, and the firm votes client proxies as part of its stewardship responsibilities.
Peconic is notable for an unusually high client load for a firm of its size — managing roughly 203 client relationships with a single primary advisor and about $64.6 million in discretionary assets — and for sponsoring a wrap-fee program that bundles securities transaction costs into its advisory fee. The firm’s principal also maintains broker-dealer and insurance licenses and discloses related conflicts (including an economic incentive to recommend rollovers to IRAs it would manage); the firm also maintains an institutional custody relationship that provides certain operational benefits.
Client services
Portfolio management
Expertise
Wealth management
Fee options
1.00% annually, billed quarterly in advance at 0.25% per quarter based on prior quarter-end assets
Not by Peconic itself; however, the principal, Mr. Cardillo, in his separate capacity as a Registered Representative may earn commissions for securities and insurance products separate from Peconic's advisory fees
Account minimum: Peconic generally does not impose a minimum relationship size. Fee-only: Investment advisory fees only; no commissions or other ongoing compensation from securities transactions
Main office location
Peconic Asset Planning
53 Lake Avenue
Riverhead NY 11901, United States
Number of offices
1
Most active in
Peconic Asset Planning has reported serving >5 clients in these states in the last 12 months.
New Hampshire · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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