Peattie Capital Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$39,000,000
Clients
20
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
LowAverage account size
$1,950,000
About
Peattie Capital Management provides portfolio management and related advisory services to a small group of clients, overseeing roughly $39 million in assets across about 20 client relationships. The firm’s Form ADV indicates it serves high-net-worth individuals and similar client types and charges fees based on a percentage of assets under management.
The brochure describes a personalized investment process that emphasizes portfolio construction, ongoing account reviews, and the firm’s discretion to implement strategies on behalf of clients. Item 8 and Item 13 outline the firm’s methods of analysis and its review schedule, reflecting an active, hands-on management style rather than a purely passive approach.
What is distinctive for this peer group is that the firm issues a periodic newsletter for clients, a communications practice that is uncommon among independent advisors. The firm also does not serve non-high-net-worth individual clients, so its small, concentrated client base and targeted communications distinguish it from many independent advisory firms.
Client services
Portfolio management
Newsletters or periodicals
Fee options
1.00% annually
Account minimum: $1,000,000
Main office location
Peattie Capital Management
1200 High Ridge Rd Ste 7, 3 Rd Floor
Stamford CT 06905, United States
Number of offices
1
Most active in
Peattie Capital Management has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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