P
Pearson, Frederick, Norman Jr.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$76,409
Total clients
1
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
1
Average account size
$76,409
About
The firm provides discretionary portfolio management for individual investors, primarily managing IRA accounts through trading and investing in dividend-paying stocks and exchange-traded funds. Accounts are managed on a discretionary basis and the brochure reports approximately $75,700 in assets under management as of April 2, 2013, with a stated account minimum of $5,000.
The investment approach emphasizes an income strategy focused on companies with strong cash flow and a history of stable dividends, supplemented by a smaller allocation to growth equities and ETFs. The growth allocation involves more frequent trading under a strict money-management framework, and the firm uses Interactive Brokers for trade execution and custodial services.
Noteworthy operational features include a sole-owner who operated a separate, non‑advisory business that was recently closed to the public and a personal trading practice in which the owner executes personal trades only after client orders have been filled. The firm does not assert proxy voting authority (clients receive proxies directly from the broker) and provides quarterly account reports plus a more detailed year‑end performance comparison to the S&P 500.
Client services
Portfolio management
Expertise
Income planning
Active portfolio management
Fee options
2% annually, applied on a daily basis
Account minimum: $5,000
Main office location
Pearson, Frederick, Norman Jr.
12369 Frontera Rd.
San Diego CA 92128-2118, United States
Number of offices
1
Most active in
Pearson, Frederick, Norman Jr. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
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