Peakview Strategies
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$10,119,120
Total clients
25
24% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
25
Average account size
$404,765
About
Peakview Strategies works with individual investors as well as employer plan sponsors and businesses, providing discretionary portfolio management, comprehensive and hourly financial planning, employee benefit plan advisory, and tax preparation and tax-planning services. The firm also offers business-planning support and retirement and estate planning as part of its financial planning engagements.
The adviser constructs individually tailored investment policies with asset-allocation targets and manages accounts on a discretionary basis, combining fundamental, technical and cyclical analysis and using both passive and active vehicles consistent with Modern Portfolio Theory. Accounts are reviewed regularly (quarterly for investment clients and at least annually for financial plans), and the firm documents client goals, risk tolerance and any client-imposed investment restrictions.
What distinguishes the firm from many peers is that its principal maintains a CPA license and provides in-house tax preparation and tax-planning assistance to advisory clients under separate engagements, with the brochure disclosing the potential conflict and billing separation. The firm also offers employee-plan services that include participant education seminars and maintains institutional relationships with multiple custodians (including a platform with fully digital account opening), which is notable for a single-advisor practice.
Client services
Financial planning
Portfolio management
Tax preparation
Fee options
Tax preparation and tax planning assistance: Fixed fee of $1,000 per return, negotiable.
$0 - $500,000: 1.10% $500,001 - $1,000,000: 1.05% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.95% $3,000,001 - $5,000,000: 0.90% $5,000,001+: 0.80%
$200 per hour for hourly financial planning engagements.
Fee-only: Ongoing Comprehensive Financial Planning: Annual fee equals 0.40% of positive net worth plus 0.30% of AGI, plus an upfront charge of whichever is greater: $500 or one month of the annual planning fee. Hourly Financial Planning: $200/hour.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Peakview Strategies
Cottleville MO, United States
Number of offices
1
Forms ADV
Quick links
Advisors at this firm
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