Peakview Strategies logo

Peakview Strategies

Updated today

Total assets under management

$10,119,120

Total clients

25

24% high-net worth

Total advisors

1

of 1 employees

Firm size

Independent

1 advisor

Average clients per advisor

25

Average account size

$404,765

About

Peakview Strategies works with individual investors as well as employer plan sponsors and businesses, providing discretionary portfolio management, comprehensive and hourly financial planning, employee benefit plan advisory, and tax preparation and tax-planning services. The firm also offers business-planning support and retirement and estate planning as part of its financial planning engagements.

The adviser constructs individually tailored investment policies with asset-allocation targets and manages accounts on a discretionary basis, combining fundamental, technical and cyclical analysis and using both passive and active vehicles consistent with Modern Portfolio Theory. Accounts are reviewed regularly (quarterly for investment clients and at least annually for financial plans), and the firm documents client goals, risk tolerance and any client-imposed investment restrictions.

What distinguishes the firm from many peers is that its principal maintains a CPA license and provides in-house tax preparation and tax-planning assistance to advisory clients under separate engagements, with the brochure disclosing the potential conflict and billing separation. The firm also offers employee-plan services that include participant education seminars and maintains institutional relationships with multiple custodians (including a platform with fully digital account opening), which is notable for a single-advisor practice.

Client services

Financial planning Portfolio management Tax preparation

Fee options

Fixed

Tax preparation and tax planning assistance: Fixed fee of $1,000 per return, negotiable.

Percentage

$0 - $500,000: 1.10% $500,001 - $1,000,000: 1.05% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.95% $3,000,001 - $5,000,000: 0.90% $5,000,001+: 0.80%

Project-based

$200 per hour for hourly financial planning engagements.

Other

Fee-only: Ongoing Comprehensive Financial Planning: Annual fee equals 0.40% of positive net worth plus 0.30% of AGI, plus an upfront charge of whichever is greater: $500 or one month of the annual planning fee. Hourly Financial Planning: $200/hour.

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Main office location

Peakview Strategies

Cottleville MO, United States

Number of offices

1

Advisors at this firm

Michael D

CFP®, CPA

Cottleville, MO

Peakview Strategies

Too often during my prior time in the financial world, I saw companies that operated under old models that cared only about selling products, offered incomplete solutions and outdated technology that’s out of step with how the world works, or incentivized their employees and affiliates for things not in the client’s best interests. It is my intention that Peakview Strategies will fix those shortcomings and bring a select group of clients a new experience unlike what they’ve read about online when working with a stereotypical financial advisor. I’d love the opportunity to be of service if you like what you see. I believe it’s my mission in life to help you win with your money, and I have the professional experience and expertise to make it happen. I care deeply about my clients and want to be their biggest advocates in their unique missions to make the most of their money. The best compliments I’ve received are those who have expressed their gratitude for guidance to results they didn’t think were possible and for encouragement to keep going to get to those destinations. When not working to benefit my clients or honing my craft, you’ll likely find me traveling, spending quality time with family and friends, or enjoying one of my many other hobbies. I’m an avid follower of sports, love smoking meat and tasting bourbon, drinking coffee and like the historical figure I’d love to meet (Winston Churchill), am easily satisfied with the very best. I do my best to undo all the smoked meat and bourbon by plugging in for some quality time exercising.

Income planning Engineering Professional Gen X (Born 1965-1980)
Warmer team member

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. ("Warmer")