PEAKS Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$59,000,000
Total clients
0
Total advisors
2
of 2 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Peaks Investment Management operates through TP3B, LLC and provides investment management and consulting primarily to pooled and institutional clients, including a local government investment pool called Wyoming CLASS. The firm’s services for that pool include marketing and distribution support, participant solicitation, managing participant relationships, and acting as a liaison between the pool’s board and outside vendors.
The firm’s investment work is concentrated in fixed‑income and short‑term cash management vehicles, and it employs technical and cyclical analysis alongside both long‑ and short‑term trading strategies. For separately managed accounts TP3B prepares written Investment Policy Statements and can provide discretionary or non‑discretionary portfolio management while documenting risk tolerance and seeking equitable allocation of investment opportunities across clients.
A distinguishing feature is TP3B’s formal role with a state/local government investment pool—Wyoming CLASS—which is uncommon among peer investment managers and involves ongoing administrative and distribution responsibilities. The firm is relatively small (about $59 million in AUM and a two‑person advisory team) and also offers institutional CD placement and negotiates depository terms, with advisory personnel holding broker‑dealer registrations that may be relevant to how some services are implemented.
Client services
Expertise
Occupation focus
Fee options
Consulting services fees up to 10 basis points (0.10%) flat fee or negotiated per annum based on principal invested; fees negotiated case-by-case.
0.15% annually (up to 15 basis points) for SMA services; negotiated lower rates possible
Main office location
PEAKS Investment Management
1603 Capitol Ave, Suite 315
Cheyenne WY 82001, United States
Number of offices
1
Most active in
Colorado · Michigan · Wyoming
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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