Peak Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$38,960,000
Clients
50
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$779,200
About
Peak Wealth Management LLC provides investment management and financial planning services to individual clients, including high‑net‑worth households. The firm offers discretionary portfolio management alongside project‑based and ongoing financial planning engagements.
Investment advice is delivered through individualized investment policies and asset allocation targets, informed by modern portfolio theory and a mix of passive and active instruments (stocks, bonds, mutual funds, and ETFs). Accounts are generally managed on a discretionary basis, with the firm accepting reasonable client‑imposed restrictions and using a long‑term buy‑and‑hold orientation while making short‑term trades when appropriate.
Founded in 2024 as a fee‑only independent adviser with a single principal, the firm now manages roughly $39 million for about 50 clients across two offices, a relatively small and concentrated client base compared with many peers. The principal holds CFP® and ChFC designations and an MBA, and the firm does not accept commissions or third‑party compensation; the principal also maintains an insurance license but does not sell insurance products through the firm.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Fee options
Project-based financial planning fixed fees range between $2,000 to $10,000; Ongoing financial planning fixed fee $200 per month paid quarterly in advance
$0 - $1,000,000: 1.00% $1,000,001 - $1,500,000: 0.90% $1,500,001 - $2,500,000: 0.70% $2,500,001 - $3,500,000: 0.50% $3,500,001 - $5,000,000: 0.35% $5,000,001+: 0.30%
$250 per hour for project-based financial planning
Fee-only: Investment management fees are negotiable based on assets under management; ongoing financial planning fee is $200 per month paid quarterly in advance; project-based financial planning fixed fees range from $2,000 to $10,000; hourly rate is $250 per hour.
Main office location
Peak Wealth Management
125 High Rock Avenue, Suite 104
Saratoga Springs NY 12866, United States
Number of offices
2
Most active in
Peak Wealth Management has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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