Peak Retirement Planning, Inc.

Peak Retirement Planning, Inc. provides investment advisory, financial planning, and related consulting services to individuals and high net worth clients. In addition to portfolio management across cash, equities, mutual funds, fixed income and annuities, the firm makes tax preparation and tax consultations available through an in‑house CPA and offers estate‑planning assistance through separate engagements.

The firm manages client assets on a discretionary basis and tailors portfolios to clients’ objectives, time horizon, and risk tolerance using approaches such as asset allocation, dollar‑cost averaging, technical analysis, and both long‑ and short‑term trades. Peak recommends custody with select providers (including Altruist and Charles Schwab), discloses that some third‑party service providers use artificial intelligence and machine learning, and conducts periodic due diligence to address related risks.

Founded in 2021 and SEC‑registered in 2024, Peak operates with a multi‑advisor team and manages over $631 million in discretionary assets across a broad client base, combining a relatively short track record with substantial AUM. Distinctive operational features include the in‑house CPA, an exclusive attorney relationship that shares office space, and advisors who are also licensed insurance agents (with up to 30% of their time spent on that activity); the firm discloses these potential conflicts and says they are managed under its fiduciary policies.