Peak Investment Advisors, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$101,812,376
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
113
24% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
113
Very HighAverage account size
$900,994
About
Peak Investment Advisors provides discretionary asset management and also refers clients to unaffiliated third‑party investment managers, serving individual investors, trusts, retirement plans and other entities. The firm manages accounts through custodial platforms (commonly Charles Schwab or Morningstar/Fidelity) and reports it managed approximately $102.7 million in client assets for about 113 clients as of December 2024.
The firm constructs individualized portfolios using mutual funds, exchange‑traded funds and equities, and applies a mix of fundamental, cyclical and technical analysis with a primary buy‑and‑hold orientation while permitting shorter‑term trades when appropriate. Investment recommendations are based on a documented investor profile and the firm will modify portfolios for special situations such as low‑basis stock, stock options, inheritances or closely held business interests.
Notable distinctions include an affiliation with an insurance agency owned by the firm’s principal, whose representatives may sell insurance products and receive separate commissions, a conflict the brochure discloses and addresses. The firm also acts as a solicitor for certain third‑party managers and receives a portion of those managers’ fees, requires discretionary authority for its in‑house management, and does not vote client proxies (clients retain proxy voting responsibility).
Client services
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Concentrated stock management
Options & derivatives strategies
Annuities
Occupation focus
Founder/Business Owner
Fee options
$0 - $500,000: 1.70% $500,001 - $1,000,000: 1.60% $1,000,001 - $2,000,000: 1.50% $2,000,001 - $3,000,000: 1.40% Over $3,000,000+: 1.30%
Insurance commissions received by advisor representatives when selling insurance through Peak Insurance and Benefit Services, LLC
Main office location
Peak Investment Advisors, Inc.
13216 Executive Park Terrace
Germantown MD 20874, United States
Number of offices
1
Most active in
Peak Investment Advisors, Inc. has reported serving >5 clients in these states in the last 12 months.
Delaware · Florida · Georgia · Maryland · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")